In the previous posting, I discussed the issue of the (pre)historic Japanese homeland. Scholars of Japanese prehistory typically distinguish two cultures that merged to create the Japanese culture as we know it: the earlier Jōmon culture and the later Yayoi culture. The question is where these cultures/peoples came from? As discussed in the previous posting, linguistic evidence suggests that one of the groups came from Korea and brought with it (influences of) an Altaic language, whereas the other group is Austronesian in origin and came from Taiwan or some other place where an Austronesian language is spoken.
But which of the two prehistoric Japanese cultures came from where? According to the more widely-accepted hypothesis (assumed also by Lee and Hasegawa), the Jōmon people are Austronesians and the Yayoi people are Altaic (Korean). But this is not the only hypothesis out there.
Quite a converse view is defended by Ann Kumar in her Globalizing the Prehistory of Japan: Language, Genes and Civilization (Routledge, 2009). She puts together an argument from linguistics, genetics, physical anthropology and comparative mythology for a pivotal late prehistoric migration from Java to Japan. Kumar makes claims of an immigration of elites from the island of Java in Indonesia which brought hierarchical society to Japan, with rice and key myths of origin and power, as well as traditions of metalurgy and theatre. Crucially, for Kumar it is the Yayoi culture that came from Austronesian speaking lands, not the Jōmon culture.
One archeological argument for her theory relies on the claim that "there have actually been no prehistoric paddy fields yet escavated in China" (p. 29), or in Korea for that matter. However, there is good evidence that rice was domesticated in the fifth millenium BCE in the Yangtze, with rice fields making appearance in the Shandong peninsula just west of Korea as early as the third millenium BCE. Plant genetics must be further invoked in order to sort out the relationship of the Japanese japonica rice and the Javanese javanica rice, as well as the domestication history of other relevant plants, including barnyard millet, azuki bean and Cannabis. Human genetics evidence too seems to provide some support to Kumar's claims but also raises some problems for her theory: it appears that, all in all, the more ancient genetic lineages in Japan share their ancestry with Central Asian, Northwest Chinese and Tibetans, whereas genetic affinities between Japan, Southeast China and Southeast Asia are found in younger lineages.
Finally, in chapter 6 of her book, Kumar provides some linguistic evidence for Javanese influence on (Old) Japanese. However, she does not claim that Japanese is an Austronesian language, deriving from some form of proto-Javanese. Instead, she maintains that the precursor of Javanese provided a superstratum language that affected the precursor of (Old) Japanese. This is indeed what we would expect if the Javanese influence on Japanese results from an immigration of elites rather than mass settlement, just as was the case with the Vikings making large lexical contributions to the English language or the Turkic speakers making a similar contribution to the Russian language. In her book, Kumar identifies 82 plausible Javanese-Japanese cognates and points out that many of them involve such areas as rice cultivation.
While many of Kumar's arguments are worthy of further consideration, there are numerous problems with her factual material and with the interpretation of some of the facts (both linguistic and genetic). So the prehistory of Japan will remain a mystery for a while longer.
Numerous problems with the linguistic evidence that Ann Kumar uses in support of her hypothesis are discussed by John R. Bentley in his review of Kumar's book, as well as two other recent books on the linguistic (pre-)history of Japanese, published in Journal of Japanese Studies 37(1): 154-161.
ReplyDeleteI definitely agree that Japanese is a language of mixed status and has undergone more than one linguistic shift over the past 2,500 years. However, the Jōmon culture is unambiguously linked to prehistoric Austronesian-speaking peoples. In light of physical, cultural and linguistic anthropology (and to an extent, genetics), we must assume that the aboriginal Ainu people of Hokkaido are the descendants of Jōmon ancestors. I've done some study on the Ainu language using An Ainu-English-Japanese Disctionary compiled by Rev. John Batchelor (1905) and two writings by John Bengston (2006; 2010) on the Austric Hypothesis. I've found several potential cognates between Ainu and some Austronesian languages, including Javanese. Modern Javanese has some mixed status also, but it is fundamentally Austronesian.
ReplyDeleteWhat strike me the most about the Ainu in general are their material culture and traditions, and how there are parallels between them and the cultures of Southeast Asia and the Pacific. Indeed, Japanese (and Ryukyuan?) culture has inherited some of these, such as blowpipes, tattooing, shrine architecture, bark cloth (Mulberry), as well as elements of mythology (Palmer 2007:51). From a linguistic view, I'd say Modern Japanese is a mix of Altaic, Austronesian, Chinese, and English influence;
Chinese and English because of the many loanwords Japanese has borrowed from those languages. Modern Ainu is also a mix of Austronesian and old Japanese with probable Nivkh loanwards, as well as Altaic influences. Like Japanese, Ainu's syntax is SOV (Subject-Object-Verb), but I argue that this is due to Japanese/Altaic contact, since SOV syntax is unusual for Austronesian languages; the usual syntactic arrangements for Austronesian languages are SVO, VSO, or VOS.
Sorry for this long sermon, Asya, but in light of Kumar's work, do you think the Austronesian hypothesis has more ground on the issue of Jōmon origins and if the Ainu have a place within this paradigm?
Let me know what you think,
Kal
Sources:
* Batchelor, J. 1905. An Ainu-English-Japanese Disctionary. Tokyo:
Methodist Publishing House.
* Bengston, J. 2006. A Multilateral Look at Greater Austric. Mother
Tongue (Journal) 11: 219-258.
___________ 2010. Linguistic Fossils: Studies in Historical Linguistics
and Paleolinguistics. (Languages in Time and Space, vol. 5. Chief
Editor: Cindy Drover-Davidson.) Calgary: Octavia & Co. Press.
* Palmer, E. 2007. "Out of Sunda? Provenance of the Jōmon Japanese."
Japan Review. 19:47–75.
@Kalvin: Thank you for your informative and insightful comment! I am afraid I don't know much about Ainu as a language or an ethnic group/culture. You probably know much more about this that I do. But I was under the impression that genetically speaking Ainus are very distinct from Japanese, with more Eurasian and less Austronesian genes? Am I wrong on this? When it comes to the Austronesian hypothesis for Japanese, there is good evidence for Austronesian influences, but do they show that Japanese belongs to the Austronesian language family, or did it just borrow from Austronesian (e.g., Javanese)? I don't know. The evidence I've seen is not very convincing either way. So much more needs to be done to answer this question convincingly. To me, the problem of the Japanese origin seems a bit like a (hypothetical) Martian trying to figure out if English is a Germanic or Romance language (maybe thousands of years from now and with no access to solid historical evidence of peoples migrating). There is enough lexical borrowings and even grammatical similarities (e.g., non-null-subject nature of both English and French) to confuse the issue.
ReplyDeletePhysically, full-blooded Ainu do not resemble modern Eurasians, but they have been in much contact with the Nivkh people who also have origins shrouded in mystery. Many have tried to argue for a European origin for the Ainu based on physical features, but genetics (and language) tell a different story. Y-Chromosomal DNA (Y-DNA) haplogroup D shows a connection between the Ainu and Southern Ryukyuans with southern Asians such as the Andaman Islanders, south of India, as well as mainland Asians including Tibetans. Haplogroup D's cousin, haplogroup C, is the most common in East/Southeast Asians and Oceanians (Australian Aboriginese, Melanesians, Micronesians, Polynesians).
ReplyDeleteJapanese lineages have a mix of C3, D2 (M55) and O2 haplogroups, while Ainu and Ryukyuan lineages have a mix of C3 and D2 haplogroups. It is speculated that haplogroup D had a wide distribution in South and Southeast Asia before the pervasive influence of its cousin, haplogroup C. However, this is just speculation on my part.